About Partners

Sanjay Shah, a key partner at Sanjay Shah & Co LLP, brings over 22 years of extensive experience in capital market compliance and related fields. With qualifications as both a Chartered Accountant and a Company Secretary, Sanjay has forged a distinguished career in the financial industry. His most recent role was with the Ambit Group of companies, where he served as the Group Head of Compliance & Legal. In this influential position, Sanjay was responsible for overseeing compliance across a broad spectrum of financial services within the capital markets. His responsibilities included ensuring compliance for stock broking, depository participant (DP) services, portfolio management services, alternative investment funds, investment advisory, merchant banking, non-banking financial companies, mutual fund distribution, offshore compliance for entities in America and Singapore, GIFT City-related compliance, as well as secretarial and surveillance functions. This role highlighted his comprehensive understanding of regulatory frameworks, governance structures, and risk management practices within the financial industry. Before his tenure at Ambit Group, Sanjay held significant roles at several leading financial institutions, including Julius Baer Wealth Advisors, Angel One, IIFL Securities, NSDL, Motilal Oswal Financial Services, and Fortune Equity Brokers. His career exemplifies a wealth of knowledge and hands-on experience in navigating the complexities of regulatory compliance in capital markets, significantly contributing to effective governance and risk mitigation strategies for financial institutions.